Account Approval Officer

Applications Closed

Bay of Plenty - Tauranga

Craigs Investment Partners (CIP) is a multi-award winning investment advisory firm which is one of the largest in New Zealand. With 19 offices located throughout the country and over 150 Investment Advisers, CIP offers solutions and advice to both private investors, corporate and institutional clients.

We have a great opportunity for an Account Approval Officer to join our Compliance team based in Head Office. This is a six month fixed term, full-time position working Monday to Friday, 8.30am to 5.00pm. 

The role of the Account Approval Officer is to ensure clients of Craigs Investment Partners (CIP) are onboarded in accordance with the Company‚Äôs policies and procedures to ensure a consistently high standard of compliance with the requirements set down by the NZX Participant Rules and any legislation (both domestic and international) that may impact on the Company. 

The primary role involves the approval of all new client accounts to ensure compliance with internal policy as well as performing surveillance functions and responding to queries from the CIP Advisory network. 

The Account Approval Officer will also support CIP in mitigating any non-regulatory risks such as fraud and errors and generally ensuring that CIP is meeting consistent compliance standards across the business. 

Ideal candidates will have strong organisational and administrative skills, supported by excellent communication abilities both written and verbal. An eye for detail is essential as well as the ability to roll up your sleeves and get involved with the team where needed. AML/CFT knowledge and experience is a pre-requisite.

If you have the above and would like to join a team within a successful financial services company in sunny Tauranga, apply now!